Business Continuity Plan

VCP Americas LLC Business Continuity Plan, Summary Disclosure Statement

VCP Americas LLC (“VCP”), pursuant to Financial Industry Regulatory Authority, Inc. (“FINRA”) rules, has created a Business Continuity Plan, to address and guide our response to and recovery from Significant Business Disruptions (“SBDs”). Copies of this Summary Disclosure Statement shall be given to all clients at the time they open their accounts with VCP. VCP's Business Continuity Plan is subject to modification and an updated summary will be promptly e-mailed to our clients. Alternatively, clients may obtain updated summaries by requesting a written copy by mail or fax. In all of the following scenarios, VCP plans to continue business and our planned recovery time, depending upon the time of occurrence, should not exceed 24 hours from the time of the declaration of the SBD. Staff, telephone calls, and e-mails will return to their original location upon full restoration of service. Disruption to a single building or our Firm’s NY Main office, London branch office or NC branch office If a disruption occurs at our main and/or branch offices, we will move staff to the nearest reasonably suitable, available office location(s). Disruption to a business district If a disruption occurs in our business district affecting our main and/or branch offices, we will move staff to the nearest reasonably suitable, available office location(s). These locations shall be outside the business district. City-wide business disruption If a disruption occurs in our city-wide area that affects our main and/or branch offices, we will move staff to the nearest reasonably suitable, available office location(s). These locations shall be outside the citywide area. Regional disruption If a regional disruption occurs that affects our main and/or branch offices, we will move staff to the nearest reasonably suitable, available office location(s). VCP has also contracted with various entities to ensure that sensitive information is made redundant at back-up facilities. However, due to the nature of such information we do not disclose the specific location of any back-up facilities, any proprietary information contained in our Business Continuity Plan or the parties with whom we have back-up arrangements. Please call if you should have any questions at 310-486-3321. Thank you.

Brian Donovan CCO VCP Americas LLC
 

VCP Americas LLC (“VCP”), pursuant to Financial Industry Regulatory Authority, Inc. (“FINRA”) rules, has created a Business Continuity Plan, to address and guide our response to and recovery from Significant Business Disruptions (“SBDs”). Copies of this Summary Disclosure Statement shall be given to all clients at the time they open their accounts with VCP. VCP's Business Continuity Plan is subject to modification and an updated summary will be promptly e- mailed to our clients. Alternatively, clients may obtain updated summaries by requesting a written copy by mail or fax.

In all of the following scenarios, VCP plans to continue business and our planned recovery time, depending upon the time of occurrence, should not exceed 24 hours from the time of the declaration of the SBD. Staff, telephone calls, and e-mails will return to their original location upon full restoration of service.

Disruption to a single building or our Firm’s NY main office or London branch office

If a disruption occurs at our main and/or branch offices, we will move staff to the nearest reasonably suitable, available office location(s).

Disruption to a business district

If a disruption occurs in our business district affecting our main and/or branch offices, we will move staff to the nearest reasonably suitable, available office location(s). These locations shall be outside the business district.

City-wide business disruption

If a disruption occurs in our city-wide area that affects our main and/or branch offices, we will move staff to the nearest reasonably suitable, available office location(s). These locations shall be outside the city-wide area.

Regional disruption

If a regional disruption occurs that affects our main and/or branch offices, we will move staff to the nearest reasonably suitable, available office location(s).

VCP has also contracted with various entities to insure that sensitive information is made redundant at back-up facilities. However, due to the nature of such information we do not disclose the specific location of any back-up facilities, any proprietary information contained in our Business Continuity Plan or the parties with whom we have back-up arrangements.

Please call if you should you have any questions at (646) 274-1280.

Henry Talbot-Ponsonby CEO of VCP Americas LLC, +44 (0)20 7858 1296

VCP Americas LLC